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Connection Failure
Series 7 Stockbroker (Series7 ) Practice Tests & Test Prep by Exam Edge
FINRA Series7 Practice Test Features
Everything you need to pass your certification exam!
Understanding what is on the Series 7 Stockbroker exam is crucial step in preparing for the exam. You will need to have an understanding of the testing domain (topics covered) to be sure you are studying the correct information.
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Series 7 General Securities Representative Exam Sample Test
Back To General Exam Info
Understanding the exact breakdown of the Series 7 General Securities Representative Exam test will help you know what to expect and how to most effectively prepare. The Series 7 General Securities Representative Exam has 250 multiple-choice questions The exam will be broken down into the sections below:
| Series 7 General Securities Representative Exam Exam Blueprint | ||
|---|---|---|
| Domain Name | % | Number of Questions |
| Seeks Business for the Broker-Dealer through Customers and Potential Customers | 27% | 68 |
| Evaluates Customers’ Other Security Holdings, Financial Situation and Needs, Financial Status, Tax Status, and Investment Objectives | 11% | 28 |
| Opens Accounts, Transfers Assets, and Maintains Appropriate Account Records | 11% | 28 |
| Provides Customers with Information on Investments and Makes Suitable Recommendations | 28% | 70 |
| Obtains and Verifies Customer’s Purchase and Sales Instructions, Enters Orders, and Follows Up | 23% | 58 |
